Broker Check
Michael S. Gregory, MBA

Michael S. Gregory, MBA

Branch Administrative Manager

Michael graduated from the SUNY Binghamton in 1980 with a B.S. degree in Business Management, and began his financial services career with Dean Witter (later to become Morgan Stanley). Michael relocated with Morgan Stanley from his home state of New York to Dallas, Texas where he earned his Masters in Business Administration from the Cox School of Business at SMU. Michael relocated again with Morgan Stanley to Denver Colorado 1n 1994, where his career turned towards Compliance. Finally, Michael relocated to Riverwoods, IL where he worked with John Klaas and Karoline O’Connor serving as the Branch Administrative Manager.

Michael left Morgan Stanley in 2000 and worked in various Compliance positions at CIBC, AXA Advisors, Horwitz and Associates (where he served as Chief Compliance Officer), UBS and J.P. Morgan. In 2022, Michael reconnected with John and Karoline at Puzzle Wealth Solutions, taking his current role as the Branch Administrative manager. During his 40-year career Michael has obtained many industry licenses including Series 7*, 9/10*, 24*, 53*, 57*, 63*, 65** and 79*. Michael also serves as a FINRA arbitrator. Michael lives in Libertyville, Il with his Puggle, Gucci. In his spare time, he enjoys playing guitar, cooking, and volunteering his time in the community.

Michael lives in Libertyville, Il with his Puggle, Gucci. In his spare time, he enjoys playing guitar, cooking, and volunteering his time in the community.

* Currently held with LPL Financial.

** Currently held with Gladstone Wealth Partners

Securities offered through, LPL Financial, Member FINRA / SIPC. Investment advice offered through Gladstone Institutional Advisory, LLC, a registered investment advisor. Gladstone Wealth Partners is a separate entity from LPL Financial. Gladstone Institutional Advisory, LLC and Puzzle Wealth Solutions are separate entities from LPL Financial.